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Team Biographies

Jack Malick

Mr. Malick is Director, Compliance. He is responsible for establishing standards, implementing procedures and providing every day action towards ensuring that Caspian’s compliance programs are effective in identifying, preventing, detecting and correcting noncompliance with regulations, internal compliance guidelines and applicable compliance standards. Mr. Malick joined Caspian in 2008. Prior and concurrent to that, Mr. Malick was Director, Compliance, Caspian Capital Management, LLC (2004-2012). Prior to joining CCM, Mr. Malick was Compliance Director, KPMG, LLC (2001-2003), Compliance Officer, Bear Stearns (1997-2001), Securities Compliance Examiner, Staff Accountant, U.S. Securities and Exchange Commission (1989-1997), and Auditor, U.S. Department of Labor, Pension and Welfare Benefits Administration (1986-1989). Mr. Malick holds an MBA from Fordham University and a BS in Business and Economics from Lehigh University.